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Betterment’s View of the Regulatory Landscape

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Content provided by Practising Law Institute. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Practising Law Institute or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ro.player.fm/legal.

Josh Rubin, Vice President of Legal at Betterment, joins the inSecurities podcast to discuss Betterment’s view of the regulatory landscape. Josh explains how Betterment navigates the sometimes overlapping rules and regulations of the SEC, FINRA, DOL, IRS, FDIC, and CFPB — then tells Chris and Kurt why Betterment doesn't always line up with the rest of the financial services industry when it comes to rulemaking proposals.

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125 episoade

Artwork
iconDistribuie
 
Manage episode 401113842 series 3237148
Content provided by Practising Law Institute. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Practising Law Institute or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ro.player.fm/legal.

Josh Rubin, Vice President of Legal at Betterment, joins the inSecurities podcast to discuss Betterment’s view of the regulatory landscape. Josh explains how Betterment navigates the sometimes overlapping rules and regulations of the SEC, FINRA, DOL, IRS, FDIC, and CFPB — then tells Chris and Kurt why Betterment doesn't always line up with the rest of the financial services industry when it comes to rulemaking proposals.

  continue reading

125 episoade

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