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S5E6: The Compliance and Divergence Issues for UK REFIT
Manage episode 450826425 series 3616706
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This week it's a UK TR special taking an in-depth look at how the FCA is on-shoring and consulting on UK EMIR REFIT. We go under the hood of this major undertaking with CEO of Regis-TR UK, John Kernan, Chief Compliance Officer UK Matthew Hill, UK Managing Director and acting COO David Retana and Institutional Relations Manager for EU and UK Laura Rodriguez.
We're discussing the recent FCA survey and forthcoming consultation paper, plus the data quality issues, QA, compliance and timeline challenges that EMIR REFIT will represent, plus our usual look towards the future, asking when REFIT will be completed and how open positions for market participants will be handled when it is...
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