The RIA Compliance Collective
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Content provided by Ivan Barretto and Collin O'Bryant, Ivan Barretto, and Collin O'Bryant. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Ivan Barretto and Collin O'Bryant, Ivan Barretto, and Collin O'Bryant or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://ro.player.fm/legal.
We discuss compliance topics that effect RIA firms from a former regulator's perspective.
Hosted by: Ivan Barretto
50 episoade